• Old revisions

    • 2.3.3 Qualified Financial Institutions and Intermediaries

    adopted: Nov-2011
    last revised: Nov-2011

    Intermediaries
    Any financial intermediary selected to be eligible for the College’s competitive investment program must meet the following requirements:

    1. Shall provide wire transfer, automated clearinghouse, and deposit safekeeping services.

    2. Shall be a member of a recognized U.S. Securities and Exchange Commission Self-Regulatory Organization such as the New York Stock Exchange, National Association of Securities Dealers, Municipal Securities Rule Making Board, etc.


    Related Procedures
    Please Note: Any procedures listed below are internal to the college; they may contain position titles or other terminology which is designed to be meaningful for Richland employees and students. Procedures are not approved by the Board of Trustees